This course can be purchased as part of the
Governance, Risk & Compliance
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Governance, Risk & Compliance

Combatting market abuse

This course is in the base subscription pack
Category
Governance, Risk & Compliance
Bundle - Sub Category
Course Duration
0:50
Subject Matter Expert
Provider

The activities in this pathway explore the key types of market abuse: insider dealing, improper disclosure, recommending or inducing, market and benchmark manipulation and algorithmic trading. Also explored is the market abuse regulations firms must follow, the penalties for market abuse, how you should report market abuse and the concept of safe harbours. Last updated: 31/10/2024

Target Audience

This course is suitable for all audiences.

Learning Outcomes

When you've completed all of the activities in this pathway, you should be able to:

- identify insider dealing, improper disclosure, recommending or inducing

- identify market and benchmark manipulation and algorithmic trading

- outline the market abuse regulations firms must follow, the penalties for market abuse, how you should report market abuse and the concept of safe harbours.