The activities in this pathway explore whats involved in the best execution requirement including execution factors and criteria, competing execution venues, the role of price and total consideration, and whats included in a firms execution policy.
This course is suitable for all audiences.
When you've completed all of the activities in this pathway, you should be able to:
- explain what is meant by best execution and describe its key features
- describe what a firm must do when there are competing execution venues
- explain what a firms execution policy is, how the policy is monitored and what reporting is required.
