This course can be purchased as part of the
Governance, Risk & Compliance for Financial Services
bundle. Enquire here!
Governance, Risk & Compliance for Financial Services

COBS Client categorisation

This course is in the base subscription pack
Category
Governance, Risk & Compliance for Financial Services
Bundle - Sub Category
Course Duration
1.05
Subject Matter Expert
Provider

The activities in this pathway explore one of the key areas within the COBS guidelines; client categorisation. Specifically, you will look at why and how clients are categorised, the different classes of client, record keeping, re-categorisation and the qualitative and quantitative tests used in this process.

Target Audience

This course is suitable for all audiences.

Learning Outcomes

When you've completed all of the activities in this pathway, you should be able to:

- explain the different client categories.

- list the key elements of client re-categorisation.