The activities in this pathway focus on the key changes MiFID II requires organisations to implement into their policies and procedures. This includes an overview of the new directive, the key changes and how they impact organisations and employees, and the links to related rules, rulebooks and regulations overseen by the UK regulator, the Financial Conduct Authority (FCA). The pathway is suitable for employees who work in financial services organisations and more specifically in organisations that provide investor services and work closely with clients.
This course is suitable for all audiences.
When you have completed all the activities in this title, you should be able to:
- Understand how MiFID II key changes impact financial services organisations.
- Identify how the key changes apply to you and your organisation.
- Consider what you may need to do differently.
- Understand how the directive impacts your clients.
