This course can be purchased as part of the
Governance, Risk & Compliance for Financial Services
bundle. Enquire here!
Governance, Risk & Compliance for Financial Services

The FCA's objectives and regulatory regime

This course is in the base subscription pack
Category
Governance, Risk & Compliance for Financial Services
Bundle - Sub Category
Course Duration
0.05
Subject Matter Expert
Provider

In this activity, you'll look at the FCAs objectives and see how the FCAs powers help them achieve them. You'll also be given a general understanding of an area of the FCA Handbook - approved persons and controlled functions, together with the Senior Managers and Certification Regime (SM&CR).

Target Audience

This course is suitable for all audiences.

Learning Outcomes

On completing the activity, the learner will be able to outline the FCAs objectives and how it achieves them.