The activities in this pathway look at the purpose of the SYSC regime and the responsibilities of directors and senior managers. The activities also outline the general systems and control requirements and guidelines regarding compliance, financial crime, risk management, outsourcing, conflicts of interest, whistleblowing, recording obligations and remuneration.
This course is suitable for all audiences.
When you've completed all of the activities in this pathway, you should be able to:
- describe the overall purpose of the SYSC regime
- explain the responsibilities of directors and senior managers under SYSC
- outline the general systems and control requirements and guidelines regarding compliance, financial crime, risk management, outsourcing, conflicts of interest, whistleblowing, recording obligations and remuneration.
