The modules in this course aim to ensure you understand the aims of the SMCR framework for firms regulated by the Financial Conduct Authority (FCA). Specifically, who it applies to, and how the key elements that make up the framework (the Senior Managers Regime, the Certification Regime and the Conduct Rules) aim to improve standards in firms regulated by the FCA.
This course is suitable for all audiences.
On completing this course, learners will be able to:
- recall the main aims for a Regulatory Framework
- explain what the regimes are in the framework
- identify who is affected by the regimes
- explain how the regimes apply to each relevant group of employees.
