The activities in this pathway explore the ever-hot topic of conduct risk. They look at why conduct risk is important, what it actually means for those working in firms regulated by the FCA, how firms effectively support the management of conduct risk and the central roles of business models, strategies and governance and organisational culture in conduct risk.
This course is suitable for all audiences.
When you've completed all of the activities in this pathway, you should be able to:
- Explain what conduct risk is and what's involved with dealing with it in a firm.
- Describe how conduct risk fits within the FCA's regulatory framework.
- Explain the systems and controls which should be in place to manage conduct risk.
