This course can be purchased as part of the
Governance, Risk & Compliance for Financial Services
bundle. Enquire here!
Governance, Risk & Compliance for Financial Services

The Conduct Rules

This course is in the base subscription pack
Category
Governance, Risk & Compliance for Financial Services
Bundle - Sub Category
Course Duration
0.35
Subject Matter Expert
Provider

The activities in this pathway will help you understand the Conduct Rules, who they apply to and what effect they have on people working in firms regulated by the Financial Conduct Authority and the Prudential Conduct Authority.

Target Audience

This course is suitable for all audiences.

Learning Outcomes

When you've completed all of the activities in this pathway, you should be able to:

- explain what the Conduct Rules are

- explain who the Conduct Rules apply to

- explain your responsibilities under the Conduct Rules.